Source: Mon, 26 Aug 2013 04:29 PM Author: Edward Hadas Graduates set next to the Chinese flag during a graduation ceremony at Fudan University in Shanghai June 28, 2013 REUTERS/Aly Song (The author is a Reuters Breakingviews columnist. The… Read More ›
U.S. Securities and Exchange Commission
Securities arbitration lawyers cannot access regulatory records on the oversight of the Financial Industry Regulatory Authority, a federal judge ruled
SEC Doesn’t Have to Give Lawyer Group the Goods By WILLIAM DOTINGA WASHINGTON (CN) – Securities arbitration lawyers cannot access regulatory records on the oversight of the Financial Industry Regulatory Authority, a federal judge ruled. The Public… Read More ›
Former Top Official Files Scorching Complaint Against SEC : Claims “Cover up” of Catastrophic Security Breach of the SEC
By IULIA FILIP WASHINGTON (CN) – A former assistant inspector general claims the SEC fired and defamed him for reporting misconduct by SEC officers and exposing potential security breaches at the agency. David P. Weber sued the U.S. Securities and… Read More ›
Revealed: How Facebook ‘gave officials inflated estimates of the number of its users’ just a week before disastrous IPO
U.S. Securities and Exchange Commission had to fight Facebook on 92 queries it had regarding plans for its May 2012 IPO which it filed on February 1st Correspondence between the SEC and Facebook show that Facebook was unable or unwilling… Read More ›